The Department of Transportation’s Automated Vehicle Guidelines

Posted by Vertrax on Oct 8, 2018 10:53:37 AM

The Department of Transportation’s Automated Vehicle Guidelines

The U.S. Department of Transportation (DOT) recently released an 80-page document titled “Preparing for the Future of Transportation: Automated Vehicles 3.0,” or “AV 3.0” for short. It expands the DOT’s voluntary guidance on the development of what they consider “automated vehicles.” This document builds on last September’s AV 2.0, with the intention of introducing a “comprehensive, multimodal approach toward safely integrating automation.”

Automation of vehicles aims to make transportation of people and goods more efficient, but also much safer. According to the DOT and National Highway Traffic Safety Administration (NHTSA), 37,133 deaths were from motor vehicle crashes in 2017, with 94% of those involving driver-related factors, such as impaired driving, distraction, and speeding or illegal maneuvers.

AV 3.0 is still technically a draft document, with the next step in the process being its publication in the Federal Register, allowing public comments and review. AV 3.0 will not be a law that needs to be followed, but rather guidance framework for automated vehicles that can be followed so that once they are more prominent, all industries are already prepared.

The document goes into detail on principles, levels, roles, and the future of automation.

Automation Principles

The U.S. DOT will base their policy-making on the following six principles, establishing a clear and consistent Federal approach.

  1. We will prioritize safety.

    Although automation has the potential to increase safety on the roads by eliminating human error, safety concerns also come with the new technology. The DOT will employ testing and other methods to address the potential safety risks and ensure that the public can have confidence in the new technologies.

  2. We will remain technology neutral.

    The DOT states that they will “adopt flexible, technology-neutral policies that promote competition and innovation as a means to achieve safety, mobility, and economic goals.” This stance allows the public to choose their own technology solutions rather than the Federal Government.

  3. We will modernize regulations.

    A major change that the DOT will be making to their regulations is the definition of a “driver” or “operator.” These will not pertain solely to a human anymore, but also an automated system. Outdated regulations will be modernized or eliminated completely in order to fit with the changing times.

  4. We will encourage a consistent regulatory and operational environment.

    State and local laws and regulations related to automated vehicles can be contradicting and difficult to understand. The DOT’s goal is to create consistency throughout the country so that “automated vehicles can operate seamlessly across the nation.”

  5. We will prepare proactively for automation.

    Rather than waiting for automated technology to be at the level of universal implementation, the DOT plans on proactively sharing best practices and guidance (such as AV 3.0) to help the transition go smoothly.

  6. We will protect and enhance the freedoms enjoyed by Americans.

The DOT will not take away people’s freedom to operate their own vehicles. Their vision is automated vehicles operating alongside manually-driven vehicles.

Automation Levels

There are various levels of automation for vehicles, and having each level clearly defined is crucial for creating laws and regulations for the new technologies. SAE International mapped out 6 levels of vehicle automation that the DOT is using as a basis for their automated vehicle guidance.

SAE Automation Levels

Roles in Automation

Federal, State, and Local governments -- along with the private sector -- will all play a role in helping to deploy automated vehicles. The Federal Government is responsible for “regulating the safety performance of vehicles and vehicle equipment.” This ensures that the technology being released is safe for the public.

The state and local government are key in establishing the rules of the road for automated vehicles, as well as licensing drivers and establishing how insurance plays a role. Finally, the private sector is the main source of innovation for automated vehicles and the accompanying technology that comes with them. While the government has contributed to automated vehicles, the private sector has been critical in “advancing the development, testing, and commercialization of automated vehicles.”

Safety & Testing

The DOT mapped out a tentative framework for testing new automated driving systems (ADS) in order to ensure safety. They stress that “collaboration is needed among manufacturers, technology developers, infrastructure owners and operators, and relevant government agencies to establish protocols that will help to advance safe operations in these testing environments.”

Safety risk management stages for automated vehicles


So what does this mean for the trucking industry? For now, there are no major changes coming. Once automated vehicles become more prevalent, there could be a threat to drivers, but the DOT also believes that additional jobs will be created because of the technology.

Want to learn more about industry regulations, problems, future trends, and the tools and strategies to help you stay ahead of the curve? Download the Agile Fleet Playbook and discover everything today’s fleet leaders need to know. Contact us if you have any questions or want to see what Vertrax technology can do for you!

Topics: trucking technology, safe driving